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Luis A Alfonso is a financial_advisor professional located in Rockville, MD. They specialize in financial advisory. With over 15 years of experience, they bring deep expertise to every client.
Luis A Alfonso - Morgan Stanley holds an active professional license (FINRA CRD) for your protection.
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Luis A Alfonso is a financial advisor based in Rockville, Maryland, with 15 years of experience in the financial services industry. He operates under Morgan Stanley, one of the largest investment banking and financial services firms. His FINRA CRD registration indicates he is registered to conduct securities and investment advisory business. Alfonso serves clients seeking guidance on financial planning and investment management within the regulatory framework established by the Financial Industry Regulatory Authority.
Luis A Alfonso holds a FINRA CRD (Central Registration Depository) registration, which means he is registered with the Financial Industry Regulatory Authority to conduct securities business and provide investment advice. This registration requires passing qualifying exams and demonstrates compliance with FINRA standards for professional conduct and customer protection. A FINRA CRD registration signals that an advisor has met baseline competency requirements and is subject to ongoing regulatory oversight and continuing education obligations within the securities industry.