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Kristen Caseley is a financial_advisor professional located in Saco, ME. They specialize in financial advisory.
Kristen Caseley - Hightower Advisors, Llc holds an active professional license (FINRA CRD) for your protection.
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Kristen Caseley works as a financial advisor with Hightower Advisors, LLC, based in Saco, Maine. She holds a FINRA CRD license (number 6937492), which registers her with the Financial Industry Regulatory Authority. This credential allows her to offer securities and investment advice within the regulatory framework that governs broker-dealers and investment professionals. Clients working with her can verify her registration status and disciplinary history through FINRA's public database.
Kristen Caseley's FINRA CRD license indicates she is registered with the Financial Industry Regulatory Authority as a securities professional. This registration means she operates under FINRA's regulatory oversight and must comply with industry standards for conduct, disclosure, and client protection. The CRD (Central Registration Depository) number serves as her official identifier in the securities industry, allowing clients to look up her background, qualifications, and any disciplinary actions through FINRA's public records. This license is essential for anyone offering investment advice or securities transactions.