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Lisa Paula Dube is a financial_advisor professional located in Saco, ME. They specialize in financial advisory. With over 7 years of experience, they bring deep expertise to every client.
Lisa Paula Dube - Cetera Investment Services Llc holds an active professional license (FINRA CRD) for your protection.
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Lisa Paula Dube operates Cetera Investment Services LLC in Saco, Maine, bringing seven years of experience in financial advisory services. She holds a FINRA CRD registration, which governs her work in securities and investment advice. Her background reflects engagement with regulatory frameworks that oversee financial professionals in the investment sector.
Lisa Paula Dube's FINRA CRD registration indicates she is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for securities brokers and advisors. This registration means she operates under FINRA oversight and compliance standards, and has met baseline requirements to conduct securities and investment advisory business. Clients working with a FINRA-registered advisor benefit from regulatory supervision and dispute resolution mechanisms that FINRA provides to protect investors.