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Sean David Artley is a financial_advisor professional located in Saint Cloud, MN. They specialize in financial advisory. With over 1 years of experience, they bring deep expertise to every client.
Sean David Artley - Principal Securities, Inc. holds an active professional license (FINRA CRD) for your protection.
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Sean David Artley operates Principal Securities, Inc. in Saint Cloud, Minnesota. With one year in business, Artley holds a FINRA CRD license number 7974483, which permits him to operate within the financial advisory space under FINRA regulatory oversight. This license demonstrates registration with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and their representatives. Clients working with Artley can expect compliance with FINRA rules and industry standards governing financial advisory services.
A FINRA CRD (Central Registration Depository) license number indicates that Sean David Artley is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization overseeing securities firms and their representatives. This registration means Artley operates under FINRA's regulatory framework and must comply with industry rules, conduct standards, and continuing education requirements. The CRD number serves as his official identifier within the securities industry registration system, allowing clients to verify his status and any disciplinary history through FINRA's public database.