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William James Hufnell is a financial_advisor professional located in Sarasota, FL. They specialize in financial advisory.
William James Hufnell - Modera Wealth Management, Llc holds an active professional license (FINRA CRD) for your protection.
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William James Hufnell operates Modera Wealth Management, LLC in Sarasota, Florida. He holds a FINRA CRD license (number 4627519), which governs his work as a financial advisor. This registration enables him to offer financial advisory services under FINRA oversight and regulatory requirements. Individuals seeking financial guidance can evaluate his qualifications and background through his CRD registration details.
A FINRA CRD license indicates that William James Hufnell is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees brokers and investment advisors. This registration means he operates under FINRA's rules and compliance standards, which govern how financial advisors conduct business, manage client accounts, and handle transactions. The CRD (Central Registration Depository) number serves as his unique identifier in the regulatory system, allowing clients and regulators to verify his licensing status and disciplinary history. This registration is a baseline requirement for professionals offering financial advisory services in the United States.