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Roger A Auger is a financial_advisor professional located in Scarborough, ME. They specialize in financial advisory. With over 48 years of experience, they bring deep expertise to every client.
Roger A Auger - Ameriprise Financial Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Roger A Auger operates as a financial advisor with Ameriprise Financial Services, LLC in Scarborough, Maine. With 48 years in the financial services industry, Auger brings substantial experience to client relationships. His practice is registered with FINRA (the Financial Industry Regulatory Authority), which oversees investment professionals and brokers across the United States. Clients working with Auger can expect guidance informed by nearly five decades of market experience and regulatory compliance standards.
Roger A Auger holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority and operates under their regulatory oversight. FINRA CRD registration is required for investment professionals and brokers who handle client securities and investments. This registration signals that Auger meets industry standards for compliance, disclosure, and ethical conduct. Clients can verify his registration status and disciplinary history through FINRA's BrokerCheck system, providing transparency into his professional standing and qualifications to manage investment accounts.