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Arthur Lee Smith is a financial_advisor professional located in Shreveport, LA. They specialize in financial advisory. With over 33 years of experience, they bring deep expertise to every client.
Arthur Lee Smith - Level Four Financial, Llc holds an active professional license (FINRA CRD) for your protection.
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Arthur Lee Smith operates Level Four Financial, LLC in Shreveport, Louisiana. With 33 years in the financial advisory field, Smith brings substantial experience to client relationships. The firm holds a FINRA CRD license number 714581, which enables participation in securities and investment activities under Financial Industry Regulatory Authority oversight. Clients working with Level Four Financial can expect guidance informed by three decades of market knowledge and regulatory compliance standards.
Arthur Lee Smith's FINRA CRD (Central Registration Depository) license indicates registration with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and financial advisors in the United States. This license type means Smith has passed required examinations and maintains compliance with FINRA rules governing investment advice, securities transactions, and ethical conduct. FINRA oversight provides clients with regulatory protection and access to dispute resolution mechanisms. The license reflects Smith's authorization to operate within the securities industry and adherence to continuing education and conduct standards.