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Marc E Richards is a financial_advisor professional located in Silver Spring, MD. They specialize in financial advisory.
Marc E Richards - Ullico Investment Company, Llc holds an active professional license (FINRA CRD) for your protection.
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Marc E Richards operates Ullico Investment Company, LLC, based in Silver Spring, Maryland. He holds a FINRA CRD registration (License #7460441), which designates him as a financial professional registered with the Financial Industry Regulatory Authority. This registration indicates he is authorized to conduct securities and investment business under FINRA's oversight and regulatory framework. Clients working with Marc E Richards can expect his activities to be subject to FINRA's compliance requirements and industry standards.
A FINRA CRD (Central Registration Depository) registration means Marc E Richards is a securities professional registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and dealers in the United States. This registration allows him to engage in investment advisory and securities business activities. FINRA oversight ensures compliance with federal securities laws, conduct rules, and continuing education requirements. Clients can verify his registration status and disciplinary history through FINRA's BrokerCheck database, which provides transparency into his professional background and regulatory standing.