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Ashley Wood is a financial_advisor professional located in Smyrna, GA. They specialize in financial advisory. With over 13 years of experience, they bring deep expertise to every client.
Ashley Wood - Pfs Investments Inc. holds an active professional license (FINRA CRD) for your protection.
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Ashley Wood operates PFS Investments Inc. in Smyrna, Georgia, bringing 13 years of experience in financial advisory services. The business holds a FINRA CRD license number 6142114, which governs securities-related activities and broker-dealer registration. This licensing framework ensures compliance with federal securities regulations and industry standards for financial professionals operating in investment advisory and related capacities.
Ashley Wood's FINRA CRD (Central Registration Depository) license indicates registration with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing broker-dealers and investment professionals. This license type signals that the advisor operates under FINRA's regulatory framework, which includes ongoing compliance requirements, background checks, and adherence to conduct standards. Clients working with a FINRA-registered advisor can verify credentials and file complaints through FINRA's systems, providing a layer of regulatory oversight for investment-related services.