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Richard Clark Shaw is a financial_advisor professional located in South Glastonbury, CT. They specialize in financial advisory.
Richard Clark Shaw - Qvm Group Llc holds an active professional license (FINRA CRD) for your protection.
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Richard Clark Shaw operates QVM Group LLC in South Glastonbury, Connecticut, providing financial advisory services. He holds a FINRA CRD license (number 840393), which registers him with the Financial Industry Regulatory Authority. This credential indicates he operates under FINRA's regulatory framework and oversight. Clients working with Shaw can expect guidance aligned with industry standards and regulatory requirements governing financial professionals.
Richard Clark Shaw's FINRA CRD license means he is registered with the Financial Industry Regulatory Authority, the primary regulator of stock brokers and investment professionals in the United States. This registration requires compliance with FINRA rules, ethical standards, and continuing education requirements. A FINRA CRD-licensed advisor operates under regulatory oversight designed to protect investors and maintain market integrity. The license number (840393) is publicly verifiable through FINRA's database, allowing clients to confirm his registration and review any disciplinary history.