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Stephen Roger Duval is a financial_advisor professional located in South Hadley, MA. They specialize in financial advisory. With over 33 years of experience, they bring deep expertise to every client.
Stephen Roger Duval - Ameriprise Financial Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Stephen Roger Duval operates Ameriprise Financial Services, LLC in South Hadley, MA. With 33 years in the financial advisory field, he brings substantial experience to client relationships. His FINRA CRD registration (License #2257087) indicates he operates under regulatory oversight from the Financial Industry Regulatory Authority, which governs securities professionals and investment advisors across the United States.
Stephen Roger Duval holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority and authorized to conduct securities and investment advisory business. This registration requires ongoing compliance with FINRA rules and standards, subjecting him to regular audits and oversight. Clients working with a FINRA-registered advisor benefit from regulatory protections and can verify his registration status through FINRA's public database, ensuring accountability in financial matters.