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Randall Jon Richard is a financial_advisor professional located in South Portland, ME. They specialize in financial advisory. With over 38 years of experience, they bring deep expertise to every client.
Randall Jon Richard - Richard Brothers Securities holds an active professional license (FINRA CRD) for your protection.
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Randall Jon Richard operates Richard Brothers Securities in South Portland, Maine. With 38 years in the financial advisory field, Richard brings substantial experience to client relationships. He holds a FINRA CRD license number 1800517, which governs his securities industry activities. His long tenure reflects deep familiarity with market dynamics and client portfolio management across multiple market cycles.
A FINRA CRD license indicates that Randall Jon Richard is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing securities brokers and dealers. This registration means he operates under FINRA rules and compliance standards designed to protect investors. The CRD (Central Registration Depository) system tracks his licensing history, disciplinary actions, and qualifications across the securities industry. This oversight structure ensures accountability in how he handles client investments and financial advice.