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Simon Paul Pockrus is a financial_advisor professional located in Springdale, AR. They specialize in financial advisory. With over 16 years of experience, they bring deep expertise to every client.
Simon Paul Pockrus - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Simon Paul Pockrus operates as a financial advisor with LPL Financial LLC in Springdale, Arkansas. With 16 years in the financial services industry, Pockrus brings substantial experience to client relationships. His registration with FINRA (Financial Industry Regulatory Authority) through CRD number 5650859 reflects his participation in the regulatory framework governing investment professionals. LPL Financial LLC is one of the largest independent broker-dealer networks in the United States, providing advisory and brokerage services to clients nationwide.
Simon Paul Pockrus holds a FINRA CRD registration, which indicates he is registered with the Financial Industry Regulatory Authority as an investment professional. This registration means Pockrus operates under FINRA's regulatory oversight and compliance requirements, which govern the conduct of brokers and advisors in the securities industry. FINRA registration requires ongoing education and adherence to industry standards designed to protect investors. The CRD (Central Registration Depository) number serves as his identifier within FINRA's regulatory system, allowing clients and regulators to verify his registration status and review his professional history.