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Christopher Carmen Auwarter is a financial_advisor professional located in St Louis Park, MN. They specialize in financial advisory. With over 26 years of experience, they bring deep expertise to every client.
Christopher Carmen Auwarter - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Christopher Carmen Auwarter operates under LPL Financial LLC in St Louis Park, Minnesota, bringing 26 years of experience in financial advisory services. LPL Financial is a registered broker-dealer and investment advisor platform that supports financial professionals. Auwarter holds a FINRA CRD registration (License #4116644), which tracks his regulatory standing in the securities industry. His extended tenure in the field reflects substantial experience working with clients on financial planning and investment matters.
A FINRA CRD registration (License #4116644) indicates that Auwarter is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for broker-dealers in the United States. This registration means he has passed required examinations and is subject to FINRA oversight, which includes compliance monitoring and customer protection rules. The CRD number is a public identifier that allows clients to verify his registration status and review any disciplinary history through FINRA's BrokerCheck system. This credential signals he operates within established regulatory frameworks governing securities sales and investment advisory activities.