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James Kerby Neill is a financial_advisor professional located in Stamford, CT. They specialize in financial advisory. With over 3 years of experience, they bring deep expertise to every client.
James Kerby Neill - Asl Capital Markets Inc. holds an active professional license (FINRA CRD) for your protection.
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James Kerby Neill operates Asl Capital Markets Inc., a financial advisory firm based in Stamford, Connecticut. With three years in business, the firm provides financial advisory services to clients in the region. James Kerby Neill holds a FINRA CRD license, which governs securities professionals in the United States. The firm serves those seeking guidance on financial matters and investment strategies.
A FINRA CRD license indicates that James Kerby Neill is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and advisors in the United States. This registration means the advisor has met baseline qualification requirements and is subject to FINRA oversight and compliance standards. FINRA-registered professionals must adhere to rules governing conduct, disclosures, and client interactions in securities and investment advisory matters.