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Xiangyu Nmn Lai is a financial_advisor professional located in Stamford, CT. They specialize in financial advisory.
Xiangyu Nmn Lai - O'Shaughnessy Asset Management, Llc holds an active professional license (FINRA CRD) for your protection.
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Xiangyu Nmn Lai operates O'Shaughnessy Asset Management, LLC, a financial advisory firm based in Stamford, Connecticut. The firm is registered with FINRA under CRD number 5977796, indicating oversight by the Financial Industry Regulatory Authority. This registration means the firm and its representatives operate under federal securities regulations and compliance requirements. O'Shaughnessy Asset Management serves clients seeking professional financial guidance and asset management services in the Stamford area.
The FINRA CRD (Central Registration Depository) license indicates that O'Shaughnessy Asset Management is registered with the Financial Industry Regulatory Authority, a self-regulatory organization overseeing securities firms and brokers. This registration requires the firm to maintain compliance with federal securities laws and FINRA rules. Clients working with a FINRA-registered firm benefit from regulatory oversight, disclosure requirements, and access to dispute resolution mechanisms through FINRA. This framework is designed to protect investors and ensure firms operate within established securities industry standards.