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Nicholas Treadwell is a financial_advisor professional located in Sterling Heights, MI. They specialize in financial advisory.
Nicholas Treadwell - J.P. Morgan Securities Llc holds an active professional license (FINRA CRD) for your protection.
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Nicholas Treadwell operates as a financial advisor through J.P. Morgan Securities LLC in Sterling Heights, Michigan. He holds a FINRA CRD registration (License #7841363), which establishes him as a registered securities professional operating under FINRA oversight. This registration indicates he meets baseline qualifications for securities work and is subject to regulatory compliance and continuing education requirements. Prospective clients can verify his registration status and disciplinary history through FINRA's BrokerCheck system.
A FINRA CRD (Central Registration Depository) license means Nicholas Treadwell is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing securities professionals. This registration requires passing qualifying exams and background checks, and subjects him to ongoing compliance monitoring, continuing education, and FINRA's code of conduct. The license number (7841363) is publicly searchable through FINRA BrokerCheck, allowing clients to review his registration details, employment history, and any disciplinary records.