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Kristine Lee Gomez is a financial_advisor professional located in Swansea, MA. They specialize in financial advisory. With over 18 years of experience, they bring deep expertise to every client.
Kristine Lee Gomez - Osaic Institutions, Inc. holds an active professional license (FINRA CRD) for your protection.
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Kristine Lee Gomez is a financial advisor based in Swansea, Massachusetts, affiliated with Osaic Institutions, Inc. With 18 years in the financial services industry, she brings extensive experience to client relationships. She holds a FINRA CRD license (number 5011716), which governs her activities in securities and investment advisory services. Her background reflects a sustained commitment to the financial advisory field.
A FINRA CRD license indicates that Kristine Lee Gomez is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and investment advisors in the United States. This registration means she operates under FINRA's rules and compliance standards, which govern how financial professionals conduct business, manage client accounts, and handle securities transactions. The CRD (Central Registration Depository) number serves as her official identifier within this regulatory system. This licensing requirement ensures accountability and adherence to industry standards in financial advisory practice.