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Aurora Mitzner is a financial_advisor professional located in Thief River Falls, MN. They specialize in financial advisory.
Aurora Mitzner - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Aurora Mitzner operates Northwestern Mutual Investment Services, LLC in Thief River Falls, Minnesota. As a financial advisor, Mitzner works with clients on investment and financial planning matters. The business holds a FINRA CRD license (number 8012603), which indicates registration with the Financial Industry Regulatory Authority. This registration allows the advisor to conduct securities-related business and manage client investments within FINRA's regulatory framework.
Aurora Mitzner's FINRA CRD (Central Registration Depository) license means the advisor is registered with the Financial Industry Regulatory Authority, the primary regulator of investment professionals in the United States. This registration requires passing qualifying exams and maintaining compliance with FINRA rules and SEC regulations. A FINRA-registered advisor can offer securities-related services, including investment advice and portfolio management, and is subject to ongoing regulatory oversight, continuing education requirements, and compliance audits to protect clients.