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James Frederick Rose is a financial_advisor professional located in Tupelo, MS. They specialize in financial advisory. With over 13 years of experience, they bring deep expertise to every client.
James Frederick Rose - Raymond James Financial Services, Inc. holds an active professional license (FINRA CRD) for your protection.
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James Frederick Rose operates as a financial advisor with Raymond James Financial Services, Inc. in Tupelo, Mississippi. With 13 years in the financial services industry, Rose brings experience in helping clients with their financial planning and investment needs. His work is conducted under the framework of Raymond James Financial Services, Inc., one of the larger financial services firms in the United States.
James Frederick Rose holds a FINRA CRD license (License #6153832), which indicates he is registered with the Financial Industry Regulatory Authority. This registration means he has met regulatory requirements to conduct securities business and provide investment advice. FINRA oversight ensures advisors follow industry standards and compliance rules designed to protect clients. The CRD registration is tracked through FINRA's Central Registration Depository, allowing clients to verify his status and regulatory history through official channels.