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Brian Daniel Smith is a financial_advisor professional located in Vadnais Heights, MN. They specialize in financial advisory. With over 19 years of experience, they bring deep expertise to every client.
Brian Daniel Smith - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Brian Daniel Smith operates Cetera Wealth Services, LLC in Vadnais Heights, Minnesota, bringing 19 years of experience in financial advisory services. He holds a FINRA CRD registration, which governs his activities in securities and investment advisory work. His registration number is 5279962. Smith works within the regulatory framework established by FINRA to provide financial guidance to clients seeking professional wealth management and advisory services.
Brian Daniel Smith's FINRA CRD (Central Registration Depository) registration indicates he is registered with the Financial Industry Regulatory Authority to conduct securities and investment advisory business. This registration requires compliance with FINRA rules and SEC regulations, meaning his activities are subject to regulatory oversight and examination. The CRD system maintains records of his professional history, qualifications, and any disciplinary actions, providing transparency for clients evaluating his credentials and regulatory standing in the financial services industry.