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Clifford James Rice is a financial_advisor professional located in Valparaiso, IN. They specialize in financial advisory. With over 7 years of experience, they bring deep expertise to every client.
Clifford James Rice - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Clifford James Rice operates as a financial advisor in Valparaiso, Indiana, through LPL Financial LLC. With seven years in the financial services industry, Rice works with clients on investment and financial planning matters. His practice is registered with FINRA, the Financial Industry Regulatory Authority, which oversees broker-dealers and their representatives. Clients seeking financial guidance in the Valparaiso area can contact Rice directly to discuss their specific needs and circumstances.
Clifford James Rice holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority as a securities professional. This registration indicates that Rice has passed required examinations and is subject to FINRA's regulatory oversight and conduct standards. The CRD (Central Registration Depository) number on file allows clients and regulators to verify his registration status and review his disciplinary history, if any. This framework ensures that registered representatives operate within established compliance requirements when handling client investments and financial matters.