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Douglas Charles Mogck is a financial_advisor professional located in Valparaiso, IN. They specialize in financial advisory. With over 43 years of experience, they bring deep expertise to every client.
Douglas Charles Mogck - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Douglas Charles Mogck operates Northwestern Mutual Investment Services, LLC in Valparaiso, Indiana. With 43 years in the financial advisory field, Mogck brings extensive experience to client relationships. The business holds a FINRA CRD license (number 1054886), which governs securities and investment advisory activities. Clients working with Mogck can expect guidance informed by decades of industry involvement and regulatory compliance requirements.
A FINRA CRD license indicates that Douglas Charles Mogck is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization overseeing broker-dealers and investment professionals. This registration means the advisor is subject to FINRA's rules, examinations, and ongoing compliance oversight. The license number (1054886) allows clients to verify the advisor's registration status and disciplinary history through FINRA's public database. This regulatory framework is designed to protect investors and ensure advisors meet baseline competency and ethical standards.