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Richard Lee Dobbyn is a financial_advisor professional located in Vincennes, IN. They specialize in financial advisory. With over 35 years of experience, they bring deep expertise to every client.
Richard Lee Dobbyn - Ameriprise Financial Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Richard Lee Dobbyn operates Ameriprise Financial Services, LLC in Vincennes, Indiana, bringing 35 years of experience in financial advisory services. Licensed under FINRA CRD (License #2047838), Dobbyn works with clients on financial planning and investment management. With more than three decades in the industry, he brings extensive knowledge of market dynamics and personalized financial strategies to his practice.
Richard Lee Dobbyn holds a FINRA CRD license, which indicates registration with the Financial Industry Regulatory Authority. This license is required for professionals who sell securities, mutual funds, and other investment products. FINRA oversight ensures that licensed advisors meet educational requirements, pass qualifying exams, and maintain compliance with securities regulations. The CRD (Central Registration Depository) system tracks an advisor's licensing history, disciplinary actions, and professional qualifications, providing transparency about their credentials and regulatory standing in the financial services industry.