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Stephen Takashi Sugai is a financial_advisor professional located in Waialua, HI. They specialize in financial advisory. With over 51 years of experience, they bring deep expertise to every client.
Stephen Takashi Sugai - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Stephen Takashi Sugai operates as a financial advisor through LPL Financial LLC in Waialua, Hawaii. With 51 years in the financial services industry, Sugai brings extensive experience to client relationships. He holds a FINRA CRD license (number 439390), which enables him to conduct securities-related advisory work. His long tenure in the field reflects deep familiarity with market dynamics and investment strategies across multiple economic cycles.
A FINRA CRD license indicates that Stephen Takashi Sugai is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing securities professionals. This license type signals that he has met regulatory requirements and undergoes compliance oversight for securities transactions and investment advice. The CRD (Central Registration Depository) system tracks his registration status, disciplinary history, and qualifications across the financial services industry. This registration is essential for anyone offering securities-based advisory services to the public.