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Connor John Freeman is a financial_advisor professional located in Wappingers Fl, NY. They specialize in financial advisory. With over 4 years of experience, they bring deep expertise to every client.
Connor John Freeman - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Connor John Freeman operates Northwestern Mutual Investment Services, Llc in Wappingers, NY. With four years in the financial advisory field, Freeman holds a FINRA CRD license, which regulates securities professionals and investment advisors at the federal level. This license number (7353070) is registered with the Financial Industry Regulatory Authority, enabling him to provide investment guidance and manage client portfolios. The business focuses on investment services and financial planning within the Northwestern Mutual framework.
A FINRA CRD license indicates that Connor John Freeman is registered with the Financial Industry Regulatory Authority, the primary regulator for securities brokers and investment advisors in the United States. This registration requires compliance with federal securities laws and ongoing regulatory oversight. The CRD (Central Registration Depository) system maintains his license history and disciplinary records, which are publicly accessible. This means Freeman has met baseline requirements to buy, sell, and advise on securities and investment products, and his activities are subject to FINRA audits and enforcement.