Loading profile...
Loading profile...
Is this your business?
Claim your free profile to update your info, respond to reviews, and start getting leads from clients searching for financial_advisor professionals in Waukee.
Alan Graff is a financial_advisor professional located in Waukee, IA. They specialize in financial advisory.
Alan Graff - Opal Capital Llc holds an active professional license (FINRA CRD) for your protection.
Looking for a financial_advisor professional in Waukee, IA? Contact Alan Graff to discuss your needs and schedule a consultation. Compare ratings and reviews to find the right professional for you.
How much does financial_advisor cost in Waukee, IA?
View 2026 pricing guide with cost breakdowns and local data
Ready to get started?
Compare professionals in your area to find the best fit.
Get a free, no-obligation quote. It takes less than a minute and Alan Graff - Opal Capital Llc will respond directly.
Alan Graff operates Opal Capital LLC, a financial advisory firm based in Waukee, Iowa. The business holds a FINRA CRD license (number 7078067), which governs securities and investment advisory activities. Graff provides financial advisory services to clients in the region. The firm's licensing status reflects registration with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and investment advisers in the United States.
Alan Graff's FINRA CRD (Central Registration Depository) license indicates he is registered with the Financial Industry Regulatory Authority and authorized to conduct securities and investment advisory business. This registration requires compliance with FINRA rules and regulations, including suitability standards and disclosure requirements. The CRD number (7078067) is the unique identifier used by FINRA to track the individual's registration history and any disciplinary actions. This licensing framework is designed to protect investors by ensuring advisors meet baseline competency and ethical standards.