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James Michael Thompson is a financial_advisor professional located in Webster, MA. They specialize in financial advisory. With over 36 years of experience, they bring deep expertise to every client.
James Michael Thompson - Mwa Financial Services Inc. holds an active professional license (FINRA CRD) for your protection.
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James Michael Thompson operates Mwa Financial Services Inc. in Webster, Massachusetts. With 36 years in the financial advisory field, Thompson brings substantial experience to client relationships. He holds a FINRA CRD license number 1614627, which governs his activities in securities and investment advisory services. His long tenure in the industry reflects a sustained commitment to financial planning and advisory work in the local community.
A FINRA CRD (Central Registration Depository) license indicates that James Michael Thompson is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing broker-dealers and investment advisors. This registration means he operates under FINRA's compliance and conduct rules, and his background and qualifications are tracked in a centralized database available to regulators and the public. The license authorizes him to engage in securities transactions and investment advisory activities subject to ongoing regulatory oversight and continuing education requirements.