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Theresa Lynn Thomas is a financial_advisor professional located in Westminster, CO. They specialize in financial advisory. With over 25 years of experience, they bring deep expertise to every client.
Theresa Lynn Thomas - Private Client Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Theresa Lynn Thomas operates Private Client Services, LLC in Westminster, Colorado, offering financial advisory services. With 25 years in the financial services industry, she brings extensive experience to client relationships. Her practice is registered with FINRA (Financial Industry Regulatory Authority) under CRD #1371189, indicating her participation in the regulatory framework that governs investment professionals and broker-dealers across the United States.
A FINRA CRD registration means Theresa Lynn Thomas is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and investment professionals in the U.S. This registration indicates she operates within a regulated framework subject to FINRA's rules, compliance requirements, and disciplinary procedures. FINRA-registered professionals must meet specific training and qualification standards. The CRD (Central Registration Depository) number on file allows clients and regulators to verify her registration status and review any public disciplinary history through FINRA's BrokerCheck system.