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Mitchell Lane Smith is a financial_advisor professional located in Westwood, KS. They specialize in financial advisory.
Mitchell Lane Smith - Uptick Partners, Llc holds an active professional license (FINRA CRD) for your protection.
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Mitchell Lane Smith operates Uptick Partners, LLC, a financial advisory firm based in Westwood, Kansas. As a financial advisor, Smith provides guidance on investment strategies and financial planning matters. The business is registered with FINRA under CRD number 5978954, ensuring compliance with federal securities regulations and industry standards.
Mitchell Lane Smith holds a FINRA CRD registration, which indicates the advisor is registered with the Financial Industry Regulatory Authority. This registration requires compliance with securities laws and industry regulations, and means the advisor has passed required examinations and maintains ongoing continuing education. FINRA oversight provides customers with regulatory protections and access to dispute resolution processes.