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Diana London is a financial_advisor professional located in Windham, ME. They specialize in financial advisory. With over 4 years of experience, they bring deep expertise to every client.
Diana London - Pfs Investments Inc. holds an active professional license (FINRA CRD) for your protection.
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Diana London operates PFS Investments Inc. in Windham, Maine, offering financial advisory services. With four years in business, Diana brings experience in financial planning and investment guidance. The firm holds a FINRA CRD license number 7494509, which enables participation in the securities industry under Financial Industry Regulatory Authority oversight. Clients seeking investment advice and financial planning can connect with Diana to discuss their financial goals and portfolio needs.
Diana London's FINRA CRD (Central Registration Depository) license indicates registration with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and investment professionals in the United States. This license type means Diana is authorized to engage in securities-related business activities and is subject to FINRA's rules, compliance requirements, and ongoing supervision. Clients working with a FINRA-registered advisor benefit from regulatory oversight designed to protect investors and ensure adherence to industry standards and ethical conduct.