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James Michael Raine is a financial_advisor professional located in Windsor, CO. They specialize in financial advisory. With over 32 years of experience, they bring deep expertise to every client.
James Michael Raine - Dfpg Investments, Llc holds an active professional license (FINRA CRD) for your protection.
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James Michael Raine operates Dfpg Investments, LLC in Windsor, Colorado, bringing 32 years of experience in financial advisory services. The firm is registered with FINRA (Financial Industry Regulatory Authority), holding CRD number 2360466. With more than three decades in the field, Raine offers perspective shaped by long-term market cycles and client relationships. The FINRA registration indicates the business meets federal standards for securities industry participation and regulatory compliance.
James Michael Raine holds a FINRA CRD (Central Registration Depository) registration, which means the firm and its principals are registered with the Financial Industry Regulatory Authority. FINRA oversight establishes baseline standards for securities industry conduct, requiring compliance with federal regulations and industry rules. A FINRA-registered advisor operates under ongoing regulatory supervision and must maintain specific ethical and operational standards. This registration signals that the business participates in the regulated securities market and adheres to FINRA's enforcement framework.