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John L Sullivan is a financial_advisor professional located in Winter Haven, FL. They specialize in financial advisory. With over 25 years of experience, they bring deep expertise to every client.
John L Sullivan - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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John L Sullivan operates as a financial advisor through LPL Financial LLC in Winter Haven, Florida. With 25 years in the financial services industry, Sullivan brings extensive experience to client relationships. His practice is registered with FINRA, the Financial Industry Regulatory Authority, which oversees broker-dealers and their representatives. This registration ensures that client accounts and transactions operate within established regulatory frameworks designed to protect investors.
Sullivan's FINRA CRD registration indicates he operates as a registered representative through a broker-dealer firm. FINRA (Financial Industry Regulatory Authority) maintains the Central Registration Depository, a database tracking individuals authorized to conduct securities business. This registration means Sullivan has passed required exams and background checks, and his activities are subject to FINRA's rules and ongoing compliance oversight. Clients can verify his registration status and disciplinary history through FINRA's public database.