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Kimberly Surratt Piercey is a financial_advisor professional located in Zephyrhills, FL. They specialize in financial advisory. With over 5 years of experience, they bring deep expertise to every client.
Kimberly Surratt Piercey - Wells Fargo Clearing Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Kimberly Surratt Piercey operates as a financial advisor in Zephyrhills, Florida, affiliated with Wells Fargo Clearing Services, LLC. With 5 years in the financial advisory field, she holds a FINRA CRD license number 5255743, which governs her professional conduct and registration within the securities industry. Her practice focuses on providing financial guidance to clients seeking professional investment and advisory services.
A FINRA CRD license indicates registration with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees brokers and investment professionals. This license type signals that the advisor is registered to conduct securities-related business and operates under FINRA's regulatory oversight and compliance requirements. The CRD number serves as a unique identifier in FINRA's Central Registration Depository, allowing clients and regulators to verify licensing status and disciplinary history. This registration is essential for anyone offering investment advice or conducting securities transactions.