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Adam Mark Neary is a financial advisor professional located in Albany, NY. They specialize in financial advisory. With over 22 years of experience, they bring deep expertise to every client.
Adam Mark Neary - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Adam Mark Neary operates Adam Mark Neary - Lpl Financial Llc, a financial advisory practice based in Albany, NY. With 22 years in the financial services industry, Neary brings substantial experience to client relationships. The practice holds a FINRA CRD license (number 4702879), which governs securities and investment advisory activities. Clients seeking financial guidance can connect with this established Albany-based advisor to discuss their financial needs and objectives.
A FINRA CRD license indicates that Adam Mark Neary is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and investment professionals. This registration means the advisor has met baseline competency requirements and is subject to ongoing compliance oversight and continuing education standards. The CRD system maintains disciplinary history and regulatory records, providing transparency about the advisor's background and any regulatory actions. This license type is essential for professionals offering securities advice or managing investment accounts.