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Rick Harold Jones is a financial advisor professional located in Lake Havasu City, AZ. They specialize in financial advisory. With over 15 years of experience, they bring deep expertise to every client.
Rick Harold Jones - Trek Financial holds an active professional license (FINRA CRD) for your protection.
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Rick Harold Jones operates Trek Financial, a financial advisory practice based in Lake Havasu City, Arizona. With 15 years of experience in the financial services industry, Jones holds a FINRA CRD license, which regulates investment and securities professionals. His practice serves clients seeking financial guidance and investment management services in the Lake Havasu City area.
A FINRA CRD (Central Registration Depository) license indicates that Rick Harold Jones is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and investment advisors in the United States. This registration means Jones has met baseline educational and testing requirements to advise clients on investments and securities. FINRA oversight includes ongoing compliance monitoring and customer protection rules. Clients working with a FINRA-registered advisor can verify registration details and disciplinary history through FINRA's public database.