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Steven L. Bokoff is a financial advisor professional located in Norwich, CT. They specialize in financial advisory.
Steven L. Bokoff - Thames Financial Management holds an active professional license (FINRA CRD) for your protection.
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Steven L. Bokoff operates Thames Financial Management in Norwich, Connecticut. He holds a FINRA CRD license (number 4650243), which indicates registration with the Financial Industry Regulatory Authority. This license is required for professionals offering investment advice and securities services. Thames Financial Management provides financial advisory services to clients in the area.
Steven L. Bokoff's FINRA CRD license means he is registered with the Financial Industry Regulatory Authority, the primary regulatory body overseeing investment professionals and securities brokers in the United States. This registration requires meeting specific educational and ethical standards, and it subjects him to ongoing compliance and examination requirements. Holding a FINRA CRD license signals that he is authorized to offer investment advice and conduct securities transactions, and his activities are monitored by FINRA to protect investors and maintain market integrity.