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Peter Allan Haupt is a financial advisor professional located in West Haven, CT. They specialize in financial advisory. With over 25 years of experience, they bring deep expertise to every client.
Peter Allan Haupt - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Peter Allan Haupt is a financial advisor based in West Haven, Connecticut, operating through LPL Financial LLC. With 25 years in the financial services industry, Haupt brings substantial experience to client relationships and portfolio management. LPL Financial is one of the largest independent broker-dealers in the United States, providing support and resources to financial professionals. Haupt works with clients seeking comprehensive financial guidance and investment strategies tailored to their individual circumstances and goals.
Peter Allan Haupt holds a FINRA CRD registration, which indicates he is registered with the Financial Industry Regulatory Authority. This registration means Haupt has met specific educational and compliance requirements to conduct securities business and provide investment advice. The CRD system maintains records of his qualifications, disciplinary history, and employment background, allowing clients and regulators to verify his standing. This registration is a fundamental requirement for financial professionals offering investment services and demonstrates his authorization to transact securities business in the financial markets.