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Carter Richard Dimaggio is a financial advisor professional located in Zionsville, IN. They specialize in financial advisory.
Carter Richard Dimaggio - Clarendon Insurance Agency, Inc. holds an active professional license (FINRA CRD) for your protection.
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Carter Richard Dimaggio operates Clarendon Insurance Agency, Inc. in Zionsville, Indiana. As a financial advisor, Dimaggio holds a FINRA CRD license (number 8141395), which governs securities and investment advisory activities. This license indicates registration with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing broker-dealers and investment professionals in the United States. Dimaggio's background in financial advisory services positions the agency to address insurance and investment-related needs for clients in the Zionsville area.
A FINRA CRD license means Carter Richard Dimaggio is registered with the Financial Industry Regulatory Authority and authorized to conduct securities and investment advisory business. This registration requires compliance with federal securities laws, FINRA rules, and ongoing regulatory oversight. The CRD (Central Registration Depository) number on file allows clients and regulators to verify the advisor's registration status, disciplinary history, and qualifications. This framework protects investors by ensuring advisors meet competency standards and operate under regulatory supervision.