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Anna Frazier is a financial_advisor professional located in Lake Charles, LA. They specialize in financial advisory. With over 4 years of experience, they bring deep expertise to every client.
Anna Frazier - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Anna Frazier operates Northwestern Mutual Investment Services, LLC in Lake Charles, Louisiana. With four years in the financial advisory field, she holds a FINRA CRD license (number 7387709), which governs her ability to offer investment and financial services. Her practice focuses on helping clients navigate financial planning and investment decisions within the regulatory framework established by the Financial Industry Regulatory Authority.
A FINRA CRD (Central Registration Depository) license indicates that Anna Frazier is registered with the Financial Industry Regulatory Authority and authorized to conduct investment and securities business. This registration means she operates under FINRA's regulatory oversight and compliance standards, which govern the conduct of investment professionals. Clients working with a FINRA-registered advisor can expect adherence to industry rules regarding suitability, disclosure, and ethical conduct in recommending investments and financial products.