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Andrew Valentine Pool is a financial_advisor professional located in Metairie, LA. They specialize in financial advisory.
Andrew Valentine Pool - Regatta Research & Money Management L.L.C. holds an active professional license (FINRA CRD) for your protection.
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Andrew Valentine Pool operates Regatta Research & Money Management L.L.C. in Metairie, Louisiana. The firm is registered with FINRA under CRD license number 4340564, indicating it operates within the regulatory framework that oversees securities and investment advisory professionals. The business provides financial advisory services to clients in the area.
Andrew Valentine Pool holds a FINRA CRD registration, which means the firm and its representatives are registered with the Financial Industry Regulatory Authority. This registration requires compliance with federal securities laws and FINRA rules, ensuring the business operates under regulatory oversight. FINRA registration signals that the advisor is subject to background checks, ongoing compliance monitoring, and rules governing conduct with clients. This framework protects investors by establishing standards for how financial advice and investment services are delivered.